Midmar Capital works in partnership with Gem Compliance Consulting – the compliance consultancy side of our business. Gem Compliance consulting has experience of working with a wide variety of investment firms and alternative asset managers. This enables us to provide a full range of compliance consulting services seamlessly integrated with our regulatory hosting and investment management services.

Our services cover the full compliance cycle from advising on and managing applications for FCA authorisation through to providing ongoing compliance monitoring and support. Typically, this will involve an assessment of your firm’s systems and controls, your compliance governance arrangements and assisting with compliance reporting and preparation for regulatory visits and reviews.

Other compliance services available include preparing and maintaining all of your compliance documentation, such as compliance manuals, procedures and monitoring programmes; assisting with or managing other major projects such as permission variations and changes of control; and the preparation of your Internal Capital Adequacy Assessment Process (‘ICAAP’).

As we come from asset management backgrounds ourselves, we have a very good understanding of the regulatory, technical and commercial issues facing your firm. We understand the challenges faced by boutique investment or hedge fund management firms where the principals often have direct responsibility for compliance oversight in addition to other roles.

Click on the links below for more details on specific compliance services that are available:

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Gem Compliance Consulting newsletter

Gem Compliance Consulting Website